FINRA

The Director is generally autonomous in their oversight and active management for a Technology program and/or practice area and most often reports directly to a Senior Director or Vice President. This role leads the strategy engineering and operations of enterprise Web Application Fir

The Director is generally autonomous in their oversight and active management for a Technology program and/or practice area and most often reports directly to a Senior Director or Vice President. This role leads the strategy engineering and operations of enterprise Web Application Fir

In support of Regulatory Operations strategic activities provides overall business management and knowledge discovery for all phases of surveillance strategic and analytical development efforts including thorough knowledge of functions and practices industry standards and knowledge of

In support of Regulatory Operations strategic activities provides overall business management and knowledge discovery for all phases of surveillance strategic and analytical development efforts including thorough knowledge of functions and practices industry standards and knowledge of

Are you a detail-oriented professional with a passion for process improvement and data-driven decision-making Join FINRAs Information Operations team as a Quality Assurance Analyst where your work directly supports investor protection and market this role youll take ownership of qual

Are you a detail-oriented professional with a passion for process improvement and data-driven decision-making Join FINRAs Information Operations team as a Quality Assurance Analyst where your work directly supports investor protection and market this role youll take ownership of qual

The primary duties of this position are to engage in statistical econometric and financial analysis projects to evaluate the risks costs and impacts of market practices and regulatory alternatives in support of FINRAs mission.Market Structure and Emerging Technology Focus:This positio

The primary duties of this position are to engage in statistical econometric and financial analysis projects to evaluate the risks costs and impacts of market practices and regulatory alternatives in support of FINRAs mission.Market Structure and Emerging Technology Focus:This positio

The primary duties of this position are to engage in statistical econometric and financial analysis projects to evaluate the risks costs and impacts of market practices and regulatory alternatives in support of FINRAs mission.Essential Job Functions: Contribute to and support research

The primary duties of this position are to engage in statistical econometric and financial analysis projects to evaluate the risks costs and impacts of market practices and regulatory alternatives in support of FINRAs mission.Essential Job Functions: Contribute to and support research

The Principal Psychometrician for Market and Regulatory Services Credentialing Registration Education & Disclosure (CRED) department provides expert measurement services in support of testing and continuing education programs ensuring the delivery of valid reliable assessments that co

The Principal Psychometrician for Market and Regulatory Services Credentialing Registration Education & Disclosure (CRED) department provides expert measurement services in support of testing and continuing education programs ensuring the delivery of valid reliable assessments that co

To ensure the implementation and completion of the Risk Monitoring Program for a specific Organizational Business Model or Business Segment through daily management of Risk Monitoring Analysts.Essential Job Functions:Actively supervises the activities of Risk Monitoring Analysts in th

To ensure the implementation and completion of the Risk Monitoring Program for a specific Organizational Business Model or Business Segment through daily management of Risk Monitoring Analysts.Essential Job Functions:Actively supervises the activities of Risk Monitoring Analysts in th

Legal externs work closely with Enforcements attorneys investigators and management to assist Enforcement in investigating and determining whether FINRA regulated firms and/or associated individuals violated the federal securities laws or FINRA or MSRB rules. Externs perform a variety

Legal externs work closely with Enforcements attorneys investigators and management to assist Enforcement in investigating and determining whether FINRA regulated firms and/or associated individuals violated the federal securities laws or FINRA or MSRB rules. Externs perform a variety

Are you a seasoned employee relations professional who thrives on solving complex workplace challenges and driving meaningful organizational change At FINRA were looking for a Senior Employee Relations Specialist to bring expertise integrity and strategic vision to our Employee Relati

Are you a seasoned employee relations professional who thrives on solving complex workplace challenges and driving meaningful organizational change At FINRA were looking for a Senior Employee Relations Specialist to bring expertise integrity and strategic vision to our Employee Relati

The Associate Director State Government Affairs serves as a liaison on state regulatory and legislative matters. This role monitors and analyzes state legislative and regulatory initiatives affecting FINRA and the securities industry delivering actionable intelligence to senior leader

The Associate Director State Government Affairs serves as a liaison on state regulatory and legislative matters. This role monitors and analyzes state legislative and regulatory initiatives affecting FINRA and the securities industry delivering actionable intelligence to senior leader

As an entry-level Associate Help Desk Support this role provides quality desktop support to end users including support for hardware software printing and applications while developing and refining skills and working under with direct supervision.Essential Job Functions:Provide quali

As an entry-level Associate Help Desk Support this role provides quality desktop support to end users including support for hardware software printing and applications while developing and refining skills and working under with direct supervision.Essential Job Functions:Provide quali

The Principal Analyst is responsible for creating maintaining and updating training modules for key Dispute Resolution Services (DRS) regional job categories. Train new regional hires. Create and deliver just-in-time customized training for all DRS staff levels on new rules procedur

The Principal Analyst is responsible for creating maintaining and updating training modules for key Dispute Resolution Services (DRS) regional job categories. Train new regional hires. Create and deliver just-in-time customized training for all DRS staff levels on new rules procedur

The Vice President Trading and Product Risk Intelligence will be a key member of the Intelligence leadership team reporting directly into the Senior Vice President of Strategic Intelligence. This highly strategic leader will lead and oversee a team of product and market intelligence s

The Vice President Trading and Product Risk Intelligence will be a key member of the Intelligence leadership team reporting directly into the Senior Vice President of Strategic Intelligence. This highly strategic leader will lead and oversee a team of product and market intelligence s

The Vice President Strategic Intelligence will be a key member of the Intelligence leadership team reporting directly into the Senior Vice President of Strategic Intelligence. This highly strategic leader will lead and oversee a team of intelligence professionals responsible for ident

The Vice President Strategic Intelligence will be a key member of the Intelligence leadership team reporting directly into the Senior Vice President of Strategic Intelligence. This highly strategic leader will lead and oversee a team of intelligence professionals responsible for ident

The Director of Business Operations in Transparency Services is a member of the Departments leadership team responsible for establishing and executing short- to mid-term operational plans that drive measurable results across the sub-function. Advises senior leaders on high-impact and

The Director of Business Operations in Transparency Services is a member of the Departments leadership team responsible for establishing and executing short- to mid-term operational plans that drive measurable results across the sub-function. Advises senior leaders on high-impact and

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Writes code that captures the essential nature of the solution

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Writes code that captures the essential nature of the solution

The Associate Principal Governance Analyst role on the Surveillance Optimization and Innovation Team is responsible for managing the governance of FINRAs first in class surveillance program. This role is responsible for working closely with business and technology stakeholders as well

The Associate Principal Governance Analyst role on the Surveillance Optimization and Innovation Team is responsible for managing the governance of FINRAs first in class surveillance program. This role is responsible for working closely with business and technology stakeholders as well

The Staff Release Engineer works under limited supervision and will perform cloud enablement & support activities commensurate with their experience that ensure cloud infrastructure implementations meet defined quality standards.Essential Job Functions:Implement and support cloud infr

The Staff Release Engineer works under limited supervision and will perform cloud enablement & support activities commensurate with their experience that ensure cloud infrastructure implementations meet defined quality standards.Essential Job Functions:Implement and support cloud infr

The Principal Analyst in Transparency Services Equities is responsible for monitoring and responding to real-time trade report and data dissemination issues. This role coordinates multiple internal teams (e.g. FINRA Market Operations FINRA Client & System Management etc.) and external

The Principal Analyst in Transparency Services Equities is responsible for monitoring and responding to real-time trade report and data dissemination issues. This role coordinates multiple internal teams (e.g. FINRA Market Operations FINRA Client & System Management etc.) and external

The Senior Executive Assistant provides comprehensive administrative support to the Executive Vice President (EVP) of Board and External Relations (BER) and other senior executives as needed including to the Chief Executive Officer. This role is responsible for calendar management com

The Senior Executive Assistant provides comprehensive administrative support to the Executive Vice President (EVP) of Board and External Relations (BER) and other senior executives as needed including to the Chief Executive Officer. This role is responsible for calendar management com