The Senior Principal Investigator in Crypto Asset Investigations (CAI) conducts high-complexity investigations into crypto asset activities of FINRA member firms and their associated persons; provides subject matter expertise to Regulatory Operations staff on crypto asset matters and

The Senior Principal Investigator in Crypto Asset Investigations (CAI) conducts high-complexity investigations into crypto asset activities of FINRA member firms and their associated persons; provides subject matter expertise to Regulatory Operations staff on crypto asset matters and

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Finra

Full Time

Under limited supervision this role partners with internal stakeholders to understand business requirements and manage the process for evaluating pricing and competitively sourcing goods and services. This role tracks and supports complex contractual transactions ensuring timely and a

Under limited supervision this role partners with internal stakeholders to understand business requirements and manage the process for evaluating pricing and competitively sourcing goods and services. This role tracks and supports complex contractual transactions ensuring timely and a

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This position is responsible for supporting and administering Total Rewards (Compensation and Benefits) programs and the systems that enable them. The role partners with managers employees and HR colleagues to deliver high-quality Total Rewards services ensure program compliance and d

This position is responsible for supporting and administering Total Rewards (Compensation and Benefits) programs and the systems that enable them. The role partners with managers employees and HR colleagues to deliver high-quality Total Rewards services ensure program compliance and d

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About FINRAFINRA (the Financial Industry Regulatory Authority) is a not-for-profit self-regulatory organization dedicated to protecting investors and ensuring the integrity of Americas financial markets. We oversee brokerage firms and their registered representatives working every day

About FINRAFINRA (the Financial Industry Regulatory Authority) is a not-for-profit self-regulatory organization dedicated to protecting investors and ensuring the integrity of Americas financial markets. We oversee brokerage firms and their registered representatives working every day

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This Senior Principal Investigator Crypto Asset Investigations Blockchain Technology serves as a FINRA expert applying specialized knowledge of crypto assets blockchains smart contracts and other onchain technologies and crypto asset compliance to address complex regulatory challenge

This Senior Principal Investigator Crypto Asset Investigations Blockchain Technology serves as a FINRA expert applying specialized knowledge of crypto assets blockchains smart contracts and other onchain technologies and crypto asset compliance to address complex regulatory challenge

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About FINRAFINRA (the Financial Industry Regulatory Authority) is a not-for-profit self-regulatory organization dedicated to protecting investors and ensuring the integrity of Americas financial markets. We oversee brokerage firms and their registered representatives working every day

About FINRAFINRA (the Financial Industry Regulatory Authority) is a not-for-profit self-regulatory organization dedicated to protecting investors and ensuring the integrity of Americas financial markets. We oversee brokerage firms and their registered representatives working every day

Apply Now

This position provides operational and analytical support for FINRAs management of criminal justice information (CJI) as required by the Federal Bureau of Investigations (FBIs) Criminal Justice Information Services (CJIS) including the CJIS Security Policy (FBI Policy) and applicable

This position provides operational and analytical support for FINRAs management of criminal justice information (CJI) as required by the Federal Bureau of Investigations (FBIs) Criminal Justice Information Services (CJIS) including the CJIS Security Policy (FBI Policy) and applicable

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This position provides operational and analytical support for FINRAs management of criminal justice information (CJI) as required by the Federal Bureau of Investigations (FBIs) Criminal Justice Information Services (CJIS) including the CJIS Security Policy (FBI Policy) and applicable

This position provides operational and analytical support for FINRAs management of criminal justice information (CJI) as required by the Federal Bureau of Investigations (FBIs) Criminal Justice Information Services (CJIS) including the CJIS Security Policy (FBI Policy) and applicable

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Member Firm Experiences (MFE) responsibilities include planning and implementing conferences events and other industry education initiatives on rules key topics and FINRA initiatives; working to provide opportunities for the industry to network with peers and FINRA staff; and working

Member Firm Experiences (MFE) responsibilities include planning and implementing conferences events and other industry education initiatives on rules key topics and FINRA initiatives; working to provide opportunities for the industry to network with peers and FINRA staff; and working

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Full Time

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions: Works on problems of moderate scope where analysis of situati

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions: Works on problems of moderate scope where analysis of situati

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Full Time

The Lead Data Scientist for Market Regulation Technology will work to establish and institutionalize data science and machine learning best practices as FINRA moves to ML based pattern development. The development product for this move will be the creation of the Dynamic Surveillance

The Lead Data Scientist for Market Regulation Technology will work to establish and institutionalize data science and machine learning best practices as FINRA moves to ML based pattern development. The development product for this move will be the creation of the Dynamic Surveillance

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Full Time

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Works on problems of moderate scope where analysis of situatio

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Works on problems of moderate scope where analysis of situatio

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The Administrative Assistant III performs a wide variety of tasks such as typing formatting and editing correspondence and reports; organizing and correcting computer-based records and files; organizing and preparing materials for use in presentations; scheduling meetings and events;

The Administrative Assistant III performs a wide variety of tasks such as typing formatting and editing correspondence and reports; organizing and correcting computer-based records and files; organizing and preparing materials for use in presentations; scheduling meetings and events;

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The Associate Specialist in the FINRA Support Center is responsible for working with internal and external constituents to provide specialized technical support to Industry Members. The Associate Specialist applies analytical skills to conduct research and coordinate processing of re

The Associate Specialist in the FINRA Support Center is responsible for working with internal and external constituents to provide specialized technical support to Industry Members. The Associate Specialist applies analytical skills to conduct research and coordinate processing of re

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Under general supervision the senor specialist technology communications role helps shape how employees across the Technology organization experience information connection and change. This role contributes to high-visibility initiatives that improve communications and digital experie

Under general supervision the senor specialist technology communications role helps shape how employees across the Technology organization experience information connection and change. This role contributes to high-visibility initiatives that improve communications and digital experie

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The Associate Director Strategic Communications is a key member of the Corporate Communications team supporting various corporate and business units. Under general direction of the Corporate Communications leadership team this role plans and executes multi-channel communications initi

The Associate Director Strategic Communications is a key member of the Corporate Communications team supporting various corporate and business units. Under general direction of the Corporate Communications leadership team this role plans and executes multi-channel communications initi

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The Director MAP Custody Trading & Markets is responsible for oversight of the membership application process relating to matters filed with FINRA which includes new and continuing membership applications materiality consultations two principal waivers and membership agreement updates

The Director MAP Custody Trading & Markets is responsible for oversight of the membership application process relating to matters filed with FINRA which includes new and continuing membership applications materiality consultations two principal waivers and membership agreement updates

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The Senior Regulatory Policy Specialist provides high quality advice and support to OGCs Regulatory Policy and Capital Markets Group attorneys with respect to rulemaking and interpretive functions for the organization and assists in providing legal and advisory support to other FINRA

The Senior Regulatory Policy Specialist provides high quality advice and support to OGCs Regulatory Policy and Capital Markets Group attorneys with respect to rulemaking and interpretive functions for the organization and assists in providing legal and advisory support to other FINRA

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The Principal Counsel in Office of General Counsel (OGC) Regulatory Policy renders legal advice and support in connection with the complete life cycle of new regulatory initiatives and serves as subject matter resource in one or more areas of legal expertise. This position is an exper

The Principal Counsel in Office of General Counsel (OGC) Regulatory Policy renders legal advice and support in connection with the complete life cycle of new regulatory initiatives and serves as subject matter resource in one or more areas of legal expertise. This position is an exper

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The Director MAP Equity Retail & Capital Formation is responsible for oversight of the membership application process relating to matters filed with FINRA which includes new and continuing membership applications materiality consultations two principal waivers and membership agreement

The Director MAP Equity Retail & Capital Formation is responsible for oversight of the membership application process relating to matters filed with FINRA which includes new and continuing membership applications materiality consultations two principal waivers and membership agreement

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