Consumer Regulatory Compliance Senior Consultant

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Are you interested in joining one of the fastest growingconsulting and accounting firms in the country

Would you like the ability to join a highly dynamic team focusedon providing exceptional client service in the areas of risk and advisory

If yes consider joining Baker Tilly (BT) as a Consumer Regulatory Compliance Senior Consultant! Our Risk Advisory practice provides a full spectrum of services to help our clients assess their risks develop strategies to compete in an ever-changing business environment and achieve their goals and objectives. All of this is accomplished through deep industry knowledge of risk governance and regulatory compliance best practices.

As one of the fastest growing firms in the nation BT has the ability to offer you upward career trajectory flexibility in how and where you get your work done and meaningful relationships with clients teammates and leadership who truly care about you and your development.

Does this describe you

• You want to continue to expand your work experiences and hone your skills as a comprehensive risk professional in the areas of financial institution consumer regulatory compliance compliance testing internal audit risk management governance and internal controls.

• You crave the opportunity to be part of a fast-growing entrepreneurial risk consulting practice where your hard work and creativity will be rewarded.

• You do your best work when you are part of a talented down-to-earth team that thrives in on collaboration and truly enjoys working together.

• You enjoy a fast-moving environment where you may support multiple clients balance competing priorities and adjust quickly as project needs change.

• You feel valued when you are provided the resources and support to continually sharpen your technical skills and build your career now for tomorrow.

What you will do:

• Work closely with client executives and management teams to understand their businesses and assist in identifying and managing consumer regulatory compliance risks within their business processes and systems.

• Assist clients with understanding and complying with new or updated financial institution consumer regulations.

• Research and interpret new or updated regulatory requirements and help clients determine how those changes may affect their products services operations policies procedures and controls.

• Stay current on relevant financial institution consumer regulations regulatory guidance enforcement actions and industry developments.

• Develop and maintain a broad knowledge and awareness of the financial institution industry and regulatory changes and identify potential impacts to compliance programs testing plans and internal audit activities.

• Support our internal audit practice as a regulatory compliance resource on regulatory and compliance topics.

• Assist clients with implementing or enhancing consumer compliance programs policies procedures and controls.

• Work collaboratively with engagement leaders and team members to complete projects accurately efficiently and on schedule.

• Build strong relationships internally and externally with clients and contribute to practice development activities.

• Invest in your professional development individually and through participation in firmwide learning and development programs.

• Support the growth and development of less-experienced team members through the Baker Tilly Care and Teach philosophy.

• Enjoy friendships social activities and team outings that encourage a work-life balance.

• Perform consumer regulatory compliance reviews compliance testing monitoring internal audits and gap assessments.

• Evaluate compliance risks associated with areas such as deposits consumer and commercial lending mortgage lending fair lending marketing and advertising complaints privacy and third-party relationships.

• Document testing procedures observations and recommendations in clear well-supported workpapers and client-ready reports.

Minimum Required Qualifications:

• 4 year degree

• Three (3) years of experience

Preferred Qualifications:

• Bachelors degree in accounting finance business economics risk management or a related field.

• Three or more years of direct experience in financial institution consumer regulatory compliance including compliance testing monitoring internal audit regulatory examination support or advisory services.

• CRCM certification is preferred but not required. Candidates interested in pursuing the CRCM in the future are encouraged to apply. Familiarity with federal or state banking and consumer compliance requirements and the expectations of regulators such as the CFPB FDIC Federal Reserve OCC NCUA or state banking agencies.

• Experience working within or serving a bank credit union fintech company financial services organization consulting or public accounting firm internal audit department or banking regulatory agency.

• Consulting or public accounting experience is preferred but not required; demonstrated success in a comparable fast-paced client-service environment is required.

• Experience in one or more consumer regulatory compliance areas such as deposit compliance lending compliance mortgage compliance fair lending UDAAP complaints marketing and advertising compliance privacy or CRA. Excellent analytical technical and problem-solving skills with strong attention to detail.

• Exceptional verbal and written communication collaboration and time management skills.

• Strong sense of urgency and client responsiveness.

• Demonstrated ability to manage multiple concurrent assignments adapt to changing priorities meet demanding deadlines and produce accurate client-ready work.

• Ability to travel up to 10% based on client and engagement needs.

The compensation range for this role is $84000 to $118110 . Actual compensation is influenced by a variety of factors including but not limited to skills experience qualifications and geographic location.

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