Co-op, Compliance Advisor
Smithfield, NC - USA
Job Summary
Note: Fidelity will not provide immigration sponsorship for this position.
The Role
Are you interested in using data technology and strategic thinking to solve complex business challenges The Compliance Strategy & Framework team is seeking a motivated Co-op to help drive innovation operational excellence and scalable compliance solutions across Fidelity Institutional.
In this role you will gain exposure to how compliance programs are designed governed andoptimizedwithin a leading financial services organization. You will partner with Compliance Risk Legal Human Resources and business stakeholders toleveragedata streamline processes and support strategic initiatives that strengthen the firms governance and control environment.
This is an excellent opportunity for students who enjoy analytics process improvement business strategy and using technology to create meaningful businessimpact.
Key Responsibilities include:
Support enterprise-wideGovernance Risk and Compliance(GRC) system enhancements data management activities and process optimization efforts throughresearch analysis and project execution.
Analyze data and prepare reports metrics and dashboards that provide insights into compliance program effectiveness and business trendsidentifyefficiency opportunities and help design future-state solutions.
Assistwith process improvement initiatives byidentifyingefficiencies documenting workflows and supporting automation opportunities.
Contribute to strategic projects that enhance compliance frameworks strengthen controls and support evolving business needs.
Collaborate with Compliance Risk Technology Human Resources and business partners to support cross-functional initiatives and solve complex business challenges.
Research regulatory developments industry trends and emerging technologies to support program enhancements and innovation within the compliance function.
The Expertise and Skills You Bring
Currently pursuing a Bachelors orMasters degree in Business Finance Economics Data Analytics Information Systems Risk Management Accounting Legal Studies ora relatedfield.
Strong analytical mindset with the ability to interpret dataidentifypatterns anddevelop insights.
Interest in strategy business transformation operational excellence compliance risk management or financial services.
Curiosity and enthusiasm for solving complex problems and improving processes.
Strong communicationand presentation skills with the ability to synthesize information for diverse audiences.
Experience with Microsoft Excel and PowerPoint; familiarity with data visualization or reporting tools is a plus.
Ability to manage multiple priorities and thrive in a collaborative fast-paced environment.
Demonstrated initiative creativity and a continuous improvement mindset.
Strong relationship-building skills and the ability to work effectively across teams.
Interestin emerging technologies automation and data-driven decision making.
The Team
Fidelity Institutional (FI) offers clearing custody investment products brokerage and trading services to a broad range of financial intermediary firms and institutional clients.
The mission of FI Compliance is tomaintainthe highest professional compliance standards while supporting fast-paced product service and system development. To realize this mission we provide the tools and resources needed to ensure FIs compliance with regulations and Fidelity policies. FI Compliance supportsthe severalbusinesses within FI including Green Pier FinTech Fidelity Capital Markets Client Experience Products and Advisory Solutions Client RelationshipPlynk and Strategy Analytics and Market Readiness.
This role sits within the Strategy & Framework team in FI Compliance. Strategy and Framework focuses on innovation and continuous advancement of the compliance program.
Fidelitys Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently some roles and locations require 100% onsite presence while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.
Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934 the Investment Advisers Act of 1940 the Investment Company Act of 1940 ERISA numerous state laws governing securities investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations including FINRA among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
Required Experience:
Unclear Seniority
About Company
The benefits you provide are about more than your workplace. They’re about life. Together, let’s create a program that meets the changing needs of your employees and your business.