Ethics and Compliance Jobs in USA

DescriptionThe Legal Compliance Specialist is responsible for ensuring that all firm operations and activities comply with applicable law and related best practices. This person will work with investment professionals and technology specialists to ensure that all firm contracts and operations comply...

Director of ComplianceLocation: New York NY 10005 or Chicago IL 60605Salary Range: $00 plus performance-based bonus Group One Trading is seeking a Director of Compliance to lead the full operation of the Compliance Department from surveillance and investigations to regulatory reporting and training...

DescriptionThe Senior Compliance Specialist is responsible for supporting and enhancing the firms compliance framework and control environment. This role works closely with business units senior management and compliance committees to ensure adherence to regulatory requirements effective risk manage...

Company OverviewKLA is a global leader in diversified electronics for the semiconductor manufacturing ecosystem. Virtually every electronic device in the world is produced using our technologies. No laptop smartphone wearable device voice-controlled gadget flexible screen VR device or smart car woul...

Serve as a member of the TIAA Marketing & Communications Compliance (MCC) team providing advice and guidance regarding the applicability of regulatory requirements internal review standards and disclosure guidelines including review and documenting the approval of marketing addition the role will p...

At AWS Security is priority zero. As part of the Amazon Web Services (AWS) Security team we are looking for a Security Industry Specialist who is passionate about how AWS identifies evaluates and resolves security compliance risk. As part of the Risk and Compliance Remediation (RCR) team within AWS...

IntroductionOPEN TO ALL QUALIFIED APPLICANTSThis is a position specific recruitment. The resulting certified eligible list may be used to staff several current and future vacancies for this position/function only.This is a ManagementService position. The incumbent will serve at the pleasure of the A...

Provides enterprise-wide strategic leadership for Vanguards regulatory engagement program andCompliancePolicy Governance Framework. Establishes program standards governance and oversight for regulator interactions and exam management to ensure consistenttimely and well-controlled communications docu...

Position/Application InformationMcNeese State University invites qualified applicants for the position of Associate Athletic Director for Compliance and Facility Operations. This is a full-time 12-month unclassified position. The appointment is available June 15 2026.Position Number: U99876Position...

Overview:The Mayors Office of Housing (MOH) works to foster healthy vibrant and welcoming communities for all by ensuring stable green and accessible housing and the sustainable use of land. MOH oversees programs that create and preserve affordable housing support homeowners and renters provide hou...

Serves as the senior-most legal and compliance leader for the Allegiance business acting as a trusted advisor to executive leadership and a key member of the executive team. Partners with Cigna legal counsel and enterprise leadership to proactively manage legal regulatory contractual and enterprise...

The Position***REANNOUNCEMENT******Recruitment Extended***Bargaining Unit: Local 21 - Supervisory ManagementThe Contra Costa County Health Services Department is seeking a qualified individual for one (1) vacant Director of Safety and Performance Improvement (Compliance Director) position at Contra...

DescriptionBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve...

Blackstone is the worlds largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors the companies we invest in and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems...

Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare with leading businesses and products in diagnostics medical devices nutritionals and branded generic medicines. Our 115000 collea...

Discover Vanderbilt University Medical Center: Located in Nashville Tennessee and operating at a global crossroads of teaching discovery and patient care VUMC is a community ofindividuals who come to work each day with the simple aim of changing the world. It is a place where your expertise will be...

Position Summary...What youll do...Develops and supports Membership by providing information on Membership benefits promoting the value of Company products and services processing Memberships upgrades and credit accounts participating in sales and marketing events and making efforts to meet Membersh...

Position Summary...What youll do...Provides comprehensive patient care to members by processing and accurately dispensing prescription orders administering immunizations counseling members regarding health care and prescription medication needs and maintaining confidential information controlled med...

Position Summary...What youll do...Develops and supports Membership by providing information on Membership benefits promoting the value of Company products and services processing Memberships upgrades and credit accounts participating in sales and marketing events and making efforts to meet Membersh...

Position Summary...What youll do...Develops and supports Membership by providing information on Membership benefits promoting the value of Company products and services processing Memberships upgrades and credit accounts participating in sales and marketing events and making efforts to meet Membersh...