Inbound KYC Analyst

Carta is the connected platform and AI-native ecosystem for private capital. Built to replace fragmented tools with a single system of record Carta brings together the software services and legal infrastructure that founders use to manage equity fund managers use to run administration and reporting and legal teams use to close transactions. Trusted by 55000 companies and 1.8M equity holders in 160 countries and 10000 funds and SPVs representing $250B in assets under management Carta is transforming how private capital operates. Recognized by Fortune Forbes Fast Company Inc. and Great Places to Work.

For more information about our offices and culture check out our Carta careers page.

At Carta our employees set out on a mission to unlock the power of equity ownership for more people in more places. We believe that the problems we solve today unlock the opportunities of tomorrow. As a KYC Analyst Inbound Compliance youll work to:

• Own the KYC request lifecycle. Manage the intake processing and timely resolution of inbound KYC requests from clients and their counterparties ensuring nothing falls through the cracks and every response meets the standard.
• Be the clients compliance guide. Serve as the primary point of contact for KYC inquiries giving clients clear confident answers on global KYC requirements so they can move their transactions forward.
• Uphold the regulatory bar. Review and validate KYC documentation for completeness accuracy and compliance with AML KYC and applicable international frameworks and make the call when something doesnt pass muster.
• Keep records airtight. Maintain accurate up-to-date records of all KYC requests and documentation in Cartas systems so the team always has a clean audit trail.
• Stay ahead of a moving target. Monitor evolving KYC/AML regulations globally and apply updated requirements to daily work ensuring Cartas compliance posture keeps pace with regulatory change.

Youll be joining our Inbound Compliance team.

This team sits at the front line of Cartas compliance function managing the intake and resolution of KYC requests on behalf of some of the worlds leading asset managers and private equity firms. Youll work in a high-volume client-facing environment where accuracy speed and regulatory fluency arent optional theyre the baseline.

Cartas London and Denmark locations are a product of our 2022 acquisitions of Capdesk and Vauban. Now operating as one global Carta entity our U.K. and Denmark locations will enhance the Carta platform with Capdesk and Vauban as proprietary the links to read more about the acquisition of Capdesk from Carta and Vauban from Carta

• Detail-oriented under pressure. You catch what others miss and you do it consistently even when managing a high volume of concurrent requests against tight deadlines.
• Confident and client-ready. You can hold your own in KYC conversations with senior stakeholders and counterparties assertive professional and knowing when to escalate versus when to resolve.
• 1-2 years of regulatory experience. You have a working understanding of global KYC and AML frameworks and can apply them practically not just cite them. AML/KYC certifications (ICA ACAMS) are a plus but not required.
• A proactive decision-maker. You dont wait to be told what to do you assess the situation apply the right framework and move forward with minimal supervision.
• Experienced in complex legal entities. Prior exposure to corporate banking a legal service provider or a fund compliance environment is a strong plus particularly familiarity with offshore jurisdictions like Cayman or Luxembourg.

At Carta youre not just an employee. Youre a builder who is creating infrastructure that accelerates innovation and empowers more ownership. Cartans are helpful relentless unconventional and kind; representing Cartas Identity Traits. They work collaboratively and cross functionally to challenge the status quo; working towards a common goal of creating more owners in the private markets.

Disclosures:

• We are an equal opportunity employer and are committed to providing a positive interview experience for every candidate. If accommodations due to a disability or medical condition are needed please connect with the talent partner via email.
• Carta uses E-Verify in the United States for employment authorization. See the E-Verify and Department of Justice websites for more details.
• For information on our data privacy policies seePrivacyCA Candidate Privacy and Brazil Transparency Report.
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