Compliance Associate Jobs in London

Surveillance & Monitoring:Monitor and review trading activity for potential market abuse manipulative behavior or other regulatory violations using surveillance tools.Investigate alerts and escalate potential issues to senior compliance leadership.Position Limit Oversight:Track and monitor firm and...

DescriptionOUR IMPACT Our division prevents detects and mitigates compliance regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise-wide compliance risk management program. As an independen...

Person Specification:Minimum of 6 years post-qualification experience in insurance or reinsurance coverage litigation or arbitration.In-house experience within an insurance company or a Lloyds syndicate would be a distinct advantage.Experience in drafting commercial insurance contracts.Strong analyt...

Person Specification:Minimum of 6 years post-qualification experience in insurance or reinsurance coverage litigation or arbitration.In-house experience within an insurance company or a Lloyds syndicate would be a distinct advantage.Experience in drafting commercial insurance contracts.Strong analyt...

DescriptionPlay a key role in protecting the integrity of our business across EMEA. You will help advance our anti-corruption program through strong governance practical advice and effective monitoring. This role offers broad exposure across lines of business and close partnership with global compli...

Role:The Compliance Associates primary focus is to undertake the daytoday review and analysis of surveillance alerts conduct communications monitoring and provide broader support to the Compliance team across a variety of regulatory activities.Key responsibilities:Review daily trading activity to id...

About this roleBlackRock is one of the worlds preeminent asset management firms and a premier provider of global investment management risk management and advisory services to institutional intermediary and individual investors around the world. BlackRock offers a range of solutions. Our clients can...

DescriptionThe Goldman Sachs Group Inc. is a leading global financial services firm providinginvestment banking securities and investment management Sachs provides a wide range of services worldwide to a substantial and diversified client base that includes corporations financial institutions gover...

DescriptionPosition SummaryThe Global Associate Relations team supports Marriotts worldwide Associate Relations function across the US/Canada international Continents and MIHQ. This role is a key member of the global HR team and partners closely with leadership to advance a consistent proactive appr...

DescriptionAre you interested in working with a leading education technology player the global leader in the assessment and certification of professional skills industry with presence in more than 200 countries worldwide If so this is the chance to apply now! As a Regulation & Compliance Senior Asso...

DescriptionAre you interested in working with a leading education technology player the global leader in the assessment and certification of professional skills industry with presence in more than 200 countries worldwide If so this is the chance to apply now! As a Regulation & Compliance Senior Asso...