Associate, Equity Execution Taiwan

Functional Description:

HSBC Securities Taiwan is a full licensed securities house with focus on cash equity brokerage business in Taiwan.

People Responsibility: N

Reports To: Reporting to Director and Head of Equity Execution

Role Purpose
To deliver best-in-class trade execution and market expertise while fostering strong client relationship managing trading risks and contributing to business growth through ownership and continuous process improvement.
Accept client orders and execute for clients by routing to the market (including HSBC traders) and/or to the available algorithms subject to the respective client credit limit.

Job Contents

Execute client orders accurately and efficiently. Deliver best execution while minimizing trading costs. Manage trading
Deliver fair outcomes for our customers and ensure own conduct maintains the orderly and transparent operation of financial markets risks and resolve execution issues promptly. Handle complex or high-impact trading activities.
Build and maintain strong relationships with institutional clients. Monitor market movements and provide timely market insights.
Ensure compliance with internal policies and regulatory requirements.
Collaborate with Sales Research Operations Compliance and IT teams.
Drive process improvements and support trading system enhancements.
Contribute to business growth by enhancing client service and trading capabilities.
Risk control manage to reduce the error trade risk conduct cash check inventory check check for accounts set up.
Reconcile daily and/or monthly reports as assigned.

Qualification/License Requirement
Bacholers degree or above
Relevant experience and knowledge of equity trading different trading strategies the marketplace and market issues and good insights
Strong communication skills
Resilient and able to work at pace
Open mindset to communicate and discuss openly with internal and external stakeholders
Pre-requisite License Requirement: Qualification Exam for Securities Specialist or Senior Securities Specialist (初業或高業) ; Financial Sense and Ethics (FSE 5年效期內之金融常識與職業道德)

Before you apply please read the local internal application policy carefully (Taiwan: 職涯發展 Career Development 轉職規範). You will follow requirement per the Policy.For internal applicants with less than eighteen months in their current role line managers endorsement is required. You are required to meet pre-requisite license qualification per role required as stated in the job posting. When applying please submit a full resume. For any enquiries please contact the recruiter for the job opening.