Compliance Analyst
Job Location:
New York City, NY - USA
Monthly Salary:
Posted:
Application Deadline:
Vacancies:
Job Summary
FIRM OVERVIEW
Massar Capital Management LP (Massar) is an alternative investment management company founded in 2015. We employ a global macro trading strategy that seeks to capture investment opportunities across commodity foreign exchange fixed income equity and derivatives markets. With offices in the United States and Europe Massar prides itself on its dynamic entrepreneurial culture. Our investment philosophy combines fundamental understanding of individual assets with a quantitative data-driven process. We build proprietary technology and develop statistical methods to leverage both public and in-house data sets. Our team members possess strong technical skills a passion for problem-solving and an intellectual curiosity about financial markets.
ABOUT THE ROLE
We are seeking a motivated and detail-oriented individual to join our Compliance team and contribute to our growth. This is an exciting opportunity to join a fast-growing hedge fund with a highly collaborative culture. This individual will work directly with the General Counsel to develop and implement compliance policies and procedures.
This position will be based in either our NYC or Stamford CT offices and is in office Monday through Friday.
PRIMARY RESPONSIBILITIES COMPLIANCE ANALYST
- Assist the General Counsel with the development implementation and maintenance of global legal and compliance policies and procedures
- Manage compliance task deadlines
- Administer the firms Code of Ethics (gift/entertainment requests conflict disclosures political contributions etc.) track certifications and maintain compliance logs
- Assist with employee and firm trade surveillance
- Review marketing materials
- Track investor subscriptions and redemptions
- Manage the counterparty and vendor diligence process
- Coordinate with various departments on regulatory filings (SEC CFTC/NFA etc.)
- Assist with NFA Self-Exam and SEC Annual Review
REQUIRED QUALIFICATIONS
- Bachelors degree
- 1-3 years of compliance experience at an SEC registered investment adviser
- General knowledge of CFTC and SEC regulatory framework
- Outstanding attention to detail
- Team player
- Ability to work in a fast-paced dynamic environment
Benefits
- Base Salary: $100000 to $115000/yr plus discretionary bonus
- Compensation may vary based on skills and experience
- Comprehensive benefits package including medical dental vision 401(k) insurance Summer Fridays and wellness reimbursement.
Required Experience:
IC
