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Deputy Unit Manager Compliance
Job Location:
Monthly Salary:
Posted:
29 September 2026 (3 days ago)
Posted:
Application Deadline:
27 December 2026
Application Deadline:
Vacancies:
1 Vacancy
Vacancies:
Department:
Job Summary
| Job Purpose | The prospective candidate shall handle work related to: Analysis of AML transaction monitoring alerts generated through monitoring systems. Review of closed AML alerts to identify quality issues trends and emerging ML/TF risks. Preparation of periodic MIS dashboards and management reports. Identification of unusual customer behavior suspicious patterns and monitoring gaps. Data extraction validation and analytical review of alert populations. Tracking closure quality and TAT adherence for AML investigations. Coordination with business operations fraud risk and technology teams for alert-related information. |
| Duties and Responsibilities | Conduct sample-based and thematic review of closed AML alerts to assess quality and consistency of investigations. Perform analytical review of AML transaction monitoring alerts and identify unusual trends. Prepare periodic MIS on alert volumes productivity closure trends backlogs and exceptions. Assist in monitoring compliance with internal AML/CFT policies RBI guidelines and PMLA requirements. Support preparation of regulatory submissions audit requirements. Analyze large datasets using Excel and other analytical tools to identify risk patterns. Escalate significant deficiencies suspicious trends and process gaps to reporting manager. Maintain documentation and audit trail of analytical reviews performed. Support development of dashboards and key risk indicators relating to AML monitoring. |
| Key Decisions / Dimensions | Identification and escalation of unusual alert trends and potential monitoring gaps. Selection of samples for quality review of closed AML alerts. Highlighting exceptions requiring management attention. Recommending process improvements and analytical enhancements in transaction monitoring controls. |
| Major Challenges | Managing and analyzing large volumes of AML alerts and investigation data. Identifying meaningful risk indicators amidst high volumes of false-positive alerts. Ensuring consistency in review of alerts across multiple products and customer segments. Understanding evolving AML typologies regulatory expectations and risk indicators. Coordinating with multiple stakeholders for data gathering and validation. |
| Required Qualifications and Experience | Skills: Basic understanding of RBI KYC Directions PMLA AML/CFT requirements and transaction monitoring concepts. Strong analytical and problem-solving skills. Good knowledge of MS Excel PowerPoint and data analysis techniques. Ability to work with large datasets and generate meaningful insights. Good written and verbal communication skills. Attention to detail and investigative mindset. Ability to work independently and manage multiple assignments. Knowledge of AML systems transaction monitoring tools SQL Power BI or data analytics tools will be an added advantage. Qualifications: Graduate / Post-graduate in Commerce Finance Management Statistics Economics or related discipline. Professional certifications in AML/KYC Financial Crime Compliance or Data Analytics will be an added advantage. a)Work Experience 1 to 3 years of experience in Operations AML Operations KYC RCU Risk Analytics Internal Audit or related functions. Freshers with strong analytical aptitude and interest in AML/KYC may also be considered. Prior exposure to transaction monitoring alerts AML investigations MIS preparation or data analytics would be preferred. |
Required Experience:
Manager
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