Associate,Compliance

About Future Standard

Future Standard (formerly FS Investments) is an alternative asset manager dedicated to delivering attractive returns across private equity private credit and real estate. Following its 2023 acquisition of Portfolio Advisors FS now manages over $86 billion for both institutional and wealth management clients around the world drawing on 30 years of experience and operating across nine global offices. The firms investment professionals manage a wide range of differentiated strategies across private markets and collectively manage relationships with 300 sponsors. Future Standards active partnership model creates a virtuous cycle of superior market insights and deal flow which inform the underwriting process and help to generate strong returns.

About the Job

We are hiring a Compliance Associate for the fund and regulatory compliance functionwithin our India GCC. The successful candidate will own the day-to-day execution ofcompliance for the firms private credit and private equity strategies while alsocontributing to the design and continuous improvement of the compliance frameworkitself. It is positioned for someone who wants to operate in a global compliance functionwith real ownership exposure to US regulatory matters and the opportunity to shape howthe function is built within GCC from the ground up.

Location : Bengaluru India

What you will be doing

Support the firms obligations under SEC and FINRA regulations as they apply to aregistered investment adviser. Contribute to periodic regulatory filings and supportpolicy maintenance and rule-change tracking

Review of conflicts of interest across investments both within individual funds and across the platform. Perform cross-fund allocation reviews co-investment conflictanalysis and related-party transaction monitoring

Serve as the India-side point of contact for regulatory monitoring and support the USteam during examinations and inquiries

Run the periodic vendor due diligence and ongoing monitoring programme coveringinitial onboarding diligence annual reassessments and continuous monitoring ofcritical service providers

Conduct reviews of trade blotters to identify unusual trading activity escalateexceptions and maintain the surveillance log ; Partner with the broader complianceteam to refine surveillance thresholds and rules over time and to evaluate technology-enabled surveillance capabilities

Own periodic employee access reviews across the firms critical systemscoordinating with IT and business owners to validate user permissions recertifyaccess and remediate exceptions in line with the access governance framework

Qualifications & Experience

5 to 8 years of compliance experience within asset management alternativeinvestments or financial services

Working knowledge of SEC and FINRA regulations as they apply to investment adviserseither through direct experience in a US-regulated entity or through supporting a US-regulated affiliate from offshore

Strong written communication and the discipline to own a periodic reporting cadencewith multiple internal and external stakeholders

Hands-on experience with compliance monitoring or surveillance platforms (NICEActimize ACA ComplianceAlpha Bloomberg Vault or similar)

Experience supporting an SEC examination internal audit of compliance or regulator-facing review

Preferred - Private equity or private credit compliance experience including familiaritywith fund structures (LP/GP parallel funds feeder funds)

Good to have - CAMS CRCM IACCP or equivalent compliance certification