AML Compliance Analyst

Company Profile

StoneX (formerly known as INTL FCStone) is an institutional-grade financial services network that connects companies organizations and investors to the global markets ecosystem through a unique blend of digital platforms end-to-end clearing and execution services high-touch service and deep expertise.

With 4500 employees and over 300000 commercial institutional payments and retail clients we operate from more than 70 offices spread across six continents. As a Fortune 100 Nasdaq-listed provider we connect clients to the global markets focusing on innovation human connection and providing world-class products and services to all types of investors.

Whether you want to forge a career connecting our retail clients to potential trading opportunities or ingrain yourself in the world of institutional investing StoneX Group is made up of four business segments that offer endless potential for progression and growth.

To support the continuing development of this highly successfulbusiness werequire a dynamic compliance professional to play a key role in supporting the payment services business within the wider compliance team.

Key Responsibilities:

• Analysing and investigating alerts generated against Sanction Screening lists and related watchlistsoriginating from SWIFT messages according to global sanctions screening policy and guidelines.
• Conduct alert investigation using global standard policies procedures and tools to meet internal and external regulatory requirements. As a result of the investigation report unusual client activities that might be related to sanctions money laundering or terrorist financing.
• Conducting searches gathering data and recording evidence from internal systems the internet commercial databases and inquiries with business or Compliance contacts within the organization.
• Ensure that all alert analyses and investigations are performed within the timeframe provided in the policy and stipulated in the SLAs with the different stakeholders.
• Monitoring adherence to the Sanctions Policy and relevant procedures; staying current on key Sanctions regulatory changes key enforcement actions and related industry trends.
• Interacting with relevant teams to raise awareness of Sanctions trends emerging issues remedial actions or enhancements to the program.
• Making recommendations to the design and maintain a comprehensive written Operations Sanctions Framework (procedures and policies).
• Identify opportunities for the reduction of false positives via whitelisting
• Manage themailbox and respond to any urgent requests.
• Additional duties as assigned.

Experienceand Skills

• 2 4 years of banking experience preferably in AML OFAC Sanctions Screening or related field.
• 2 years minimum experienceinreviewingSWIFTSanctions Screening workflows and alerts.
• Strong Knowledge of AML Counter terrorist financing Sanctions Embargoes Global Watchlists and related typologies
• Strong knowledge of SWIFT messaging standards including ISO 20022 and free format messaging
• Excellent analytical and problem-solving techniques.
• Excellent written and verbal communication skills.
• Must be a self-starter flexible innovative and adaptive
• Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
• Effective planning organizational and time management skills

Education

Bachelors degree in businessLawor other appropriate discipline

• Professional Compliance Qualification - desirable.
• Proficient in MS Office applications (Outlook Excel Word PowerPoint)

Additional Requirements

• Must be available and flexible to work in different shift schedules including late night shifts (US Timing) and early morning shifts (Asia Pacific Timings) on a rotational basis according to business needs.
• Willingness to work on holidays as required.
• This position follows the companys Return to Office (RTO) policy with 4 days of Work from Office (WFO) per week being mandatory.