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Job Description: Compliance Assistant Job Title Compliance Assistant Job Summary We are seeking a detail-oriented and organized Compliance Assistant to support the organizations compliance and regulatory activities. The successful candidate will assist in ensuring that company operations comply with...

Job Description: Compliance Assistant Job Title Compliance Assistant Job Summary We are seeking a detail-oriented and organized Compliance Assistant to support the organizations compliance and regulatory activities. The successful candidate will assist in ensuring that company operations comply with...

Surveillance & Monitoring:Monitor and review trading activity for potential market abuse manipulative behavior or other regulatory violations using surveillance tools.Investigate alerts and escalate potential issues to senior compliance leadership.Position Limit Oversight:Track and monitor firm and...